Form D · Private Equity Fund

FFL Parallel Fund IV (DE), L.P.

San Francisco, CA · CIK 0001594340

Offering snapshot reported Dec 17, 2014 · SEC filing

Reported sold
Yet to sell
Indefinite offering
Investors reported
0
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 17, 2014AmendmentYet to sellNo comparison0SEC filing
Dec 17, 2013InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$7M (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-208128
Estimate includes sales commissions for parallel investment vehicles.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Not ApplicableNoneMVision Private Equity Advisers USA LLC · CRD 122242

Source: Form D, filed Dec 17, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FFL PARALLEL FUND IV (DE), L.P.

Investment adviser: FFL PARTNERS, LLC

Gross asset value
$133M
Beneficial owners
6
ADV minimum commitment
$0

Reported in Form ADV on Mar 29, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States
Custodian BANK OF AMERICA, NATIONAL ASSOCIATION CHARLOTTE, North Carolina, United States Related to adviser: No
Custodian FIRST-CITIZENS BANK & TRUST COMPANY RALEIGH, North Carolina, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

BANK OF AMERICA, NATIONAL ASSOCIATION
LEI B4TYDEB6GKMZO031MB27

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 2079142 · Mar 29, 2026 · Schedule D 7.B.(1), fund 805-3600857139

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Ffl Gp Iv, L.P. Promoter
Spencer C. Fleischer Director
Tully M. Friedman Director
Christopher A. Masto Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Maritime Plaza, Suite 2200
San Francisco, CA, 94111