Form D · Investment Banking

FFC CAPITAL ADVISORS, LLC

New Orleans, LA · CIK 0001452464

Offering snapshot reported Aug 25, 2017 · SEC filing

Reported sold
$50K
Offering amount: $100K
Investors reported
1
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Aug 3, 2017
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 25, 2017Initial$50,000No comparison1SEC filing
May 15, 2017Initial$25,000No comparison1SEC filing
Jan 13, 2017Initial$100,000No comparison1SEC filing
Oct 12, 2016Initial$100,000No comparison1SEC filing
Oct 14, 2014Initial$1,500,000No comparison1SEC filing

Offering details

Securities
Equity
Exemptions
04.3
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-293470
FIRM CONDUCTED A SELF-OFFERING ON A BEST EFFORTS BASIS
FFC Capital Advisors, LLC, a FINRA member firm, conducted a self-offering using its Private Placement entitlements.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Tomika Boudreaux4706748FFC CAPITAL ADVISORS, LLC · CRD 149179

Source: Form D, filed Aug 25, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Octave Joseph Francis, Iii Executive

Issuer details

Industry: Investment Banking (See others in industry)

Address:
400 Poydras Street, Suite 2430
New Orleans, LA, 70130