Form D · Other Investment Fund

Ferox Investments ICAV - Chinook Global Convertible Bond Fund

Dublin, L2 · CIK 0001690078

Offering snapshot reported Nov 12, 2019 · SEC filing

Reported sold
$12M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Nov 1, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6M$12MNov 16, 2016: $12,000,000.00Nov 16, 2016Nov 14, 2017: $12,000,000.00Nov 14, 2017Nov 14, 2018: $12,000,000.00Nov 14, 2018Nov 12, 2019: $12,000,000.00Nov 12, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 12, 2019Amendment$12,000,000$0vs Nov 14, 20181SEC filing
Nov 14, 2018Amendment$12,000,000$0vs Nov 14, 20171SEC filing
Nov 14, 2017Amendment$12,000,000$0vs Nov 16, 20161SEC filing
Nov 16, 2016Initial$12,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-274593
Clarification of Item 11 - The Investment Manager is authorized by the Directors to accept subscriptions below the minimum investment amount. Details in relation to the Class Currency and minimum investment are set out in the Issuer's offering material.

Source: Form D, filed Nov 12, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FEROX INVESTMENTS ICAV - CHINOOK GLOBAL CONVERTIBLE BOND FUND

Investment adviser: FEROX CAPITAL LLP

Gross asset value
$36M
Beneficial owners
119
ADV minimum commitment
$10K

Reported in Form ADV on Apr 15, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNP PARIBAS FUND ADMINISTRATION SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP DUBLIN, Ireland
Custodian BNP PARIBAS SECURITIES SERVICES DUBLIN BRANCH DUBLIN, Ireland Related to adviser: No
Marketer W CAMPION CAPITAL LLC LONDON, United Kingdom Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 1411

W CAMPION CAPITAL LLC
CRD 171277 · SEC 8-69453

Filing source

Form ADV 1531653 · Apr 15, 2021 · Schedule D 7.B.(1), fund 805-5082387613

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Elizabeth Beazley Director
Yvonne Connolly Director
Nicholas Curtis Director
N/A Ferox Capital Llp Promoter
Natasha Lucas Director
Teddy Otto Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1 Wml Windmill Lane
Dublin, L2, D02 F206