Form D · Venture Capital Fund

Felix Multi-Opportunity Fund I, LLC

New York, NY · CIK 0001519825

Offering snapshot reported May 15, 2012 · SEC filing

Reported sold: $9.1M
Investors reported: 99
Minimum accepted: $0
First sale: Apr 8, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$37,000 → $9,101,567
Reported investors3 → 99

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 15, 2012	Amendment	$9,101,567	$9,064,567vs May 13, 2011	99	SEC filing
May 13, 2011	Initial	$37,000	No comparison	3	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $428K (estimated)
Finders' fees: $0
Form D file number: 021-159796

0%-5% placement agency fee

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Felix Investments, LLC	148441
Alexander Capital, L.P.	None
Charles Morgan Securities, Inc.	None
Halcyon Cabot Partners, Ltd.	None
John Thomas Financial	None
Matrix Capital Group, Inc.	None
NYPPEX, LLC	None

Source: Form D, filed May 15, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FELIX MULTI-OPPORTUNITY FUND I LLC

Investment adviser: SADDLE RIVER ADVISORS LLC

Gross asset value: $1.32M
Beneficial owners: 99
ADV minimum commitment: $15K

Reported in Form ADV on Apr 5, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian TD BANK RAMSEY, New Jersey, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Filing source

Form ADV 1003234 · Apr 5, 2016 · Schedule D 7.B.(1), fund 805-7414186864

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Felix Multi-Opportunity Fund I, LLC (this fund)	May 15, 2012	$9,101,567	99
Felix Multi-Opportunity Fund II, LLC	May 15, 2012	$57,379,174	242

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
William L. Barkow	Director
John Bivona	Director
Emilio Disanluciano	Director
Emilio Di Sanluciano	Director
Frank G. Mazzola	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

17 State Street 26 Th Floor
New York, NY, 10004