Form D · Hedge Fund

Federal Street Associates I, LLC

Darien, CT · CIK 0001382723

Offering snapshot reported Dec 24, 2015 · SEC filing

Reported sold
$450M
Indefinite offering
Investors reported
263
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jan 1, 2001
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$225M$450MMar 16, 2009: $371,357,047.00Mar 16, 2009Mar 15, 2010: $380,106,718.00Mar 14, 2011: $388,606,718.00Mar 13, 2012: $395,754,667.00Mar 13, 2013: $411,634,942.00Mar 4, 2014: $411,780,093.00Mar 3, 2015: $421,472,951.00Dec 24, 2015: $449,871,873.00Dec 24, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$421,472,951 → $449,871,873
  • Reported investors255 → 263

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 24, 2015Amendment$449,871,873$28,398,922vs Mar 3, 2015263SEC filing
Mar 3, 2015Amendment$421,472,951$9,692,858vs Mar 4, 2014255SEC filing
Mar 4, 2014Amendment$411,780,093$145,151vs Mar 13, 2013248SEC filing
Mar 13, 2013Amendment$411,634,942$15,880,275vs Mar 13, 2012248SEC filing
Mar 13, 2012Amendment$395,754,667$7,147,949vs Mar 14, 2011248SEC filing
Mar 14, 2011Amendment$388,606,718$8,500,000vs Mar 15, 2010248SEC filing
Mar 15, 2010Amendment$380,106,718$8,749,671vs Mar 16, 2009243SEC filing
Mar 16, 2009Amendment$371,357,047No comparisonNot reportedSEC filing
Nov 21, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-97063
No proceeds of the offering have been used to pay commissions or finders' fees.

Source: Form D, filed Dec 24, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FEDERAL STREET ASSOCIATES I, LLC

Investment adviser: FEDERAL STREET PARTNERS, LLC

Gross asset value
$13.2M
Beneficial owners
43
ADV minimum commitment
$1M

Reported in Form ADV on Jun 26, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MUFG ALTERNATIVE FUND SERVICES (CAYMAN) LIMITED TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE LLP TORONTO, Canada
Custodian MUFG ALTERNATIVE FUND SERVICES (CAYMAN) LIMITED TORONTO, Canada Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1123002 · Jun 26, 2017 · Schedule D 7.B.(1), fund 805-4437698291

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Edgar W. Barksdale Executive
William L. Green Executive
Heather J. James Executive
Eugene P. Markowski Executive
Theresa B. Miller Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
30 Old Kings Highway South
Darien, CT, 06820