Form D · Hedge Fund

Federal Street Asia/Emerging Markets Offshore Fund, Ltd.

Stamford, CT · CIK 0001382718

Offering snapshot reported Mar 4, 2014 · SEC filing

Reported sold
$68.1M
Indefinite offering
Investors reported
47
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jan 1, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$34.1M$68.1MMar 16, 2009: $54,154,822.00Mar 16, 2009Mar 15, 2010: $57,204,822.00Mar 15, 2010Mar 14, 2011: $50,389,822.00Mar 14, 2011Mar 13, 2012: $58,389,822.00Mar 13, 2012Mar 13, 2013: $59,212,171.00Mar 13, 2013Mar 4, 2014: $68,109,030.00Mar 4, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$59,212,171 → $68,109,030
  • Reported investors43 → 47

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 4, 2014Amendment$68,109,030$8,896,859vs Mar 13, 201347SEC filing
Mar 13, 2013Amendment$59,212,171$822,349vs Mar 13, 201243SEC filing
Mar 13, 2012Amendment$58,389,822$8,000,000vs Mar 14, 201142SEC filing
Mar 14, 2011Amendment$50,389,822-$6,815,000vs Mar 15, 201039SEC filing
Mar 15, 2010Amendment$57,204,822$3,050,000vs Mar 16, 200935SEC filing
Mar 16, 2009Amendment$54,154,822No comparisonNot reportedSEC filing
Nov 21, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-97057
No proceeds of the offering have been used to pay commissions or finders' fees.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Oppenheimer & Co., Inc.249

Source: Form D, filed Mar 4, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FEDERAL STREET ASIA/EMERGING MARKETS OFFSHORE FUND, LTD.

Investment adviser: FEDERAL STREET PARTNERS, LLC

Gross asset value
$1.73M
Beneficial owners
54
ADV minimum commitment
$1M

Reported in Form ADV on Jun 26, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MUFG ALTERNATIVE FUND SERVICES (CAYMAN) LIMITED TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE LLP TORONTO, Canada
Custodian MUFG ALTERNATIVE FUND SERVICES (CAYMAN) LIMITED TORONTO, Canada Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1123002 · Jun 26, 2017 · Schedule D 7.B.(1), fund 805-7810470193

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Edgar W. Barksdale Director, Executive
N/A Federal Street Partners, Llc Promoter
William L. Green Director, Executive
Heather J. James Executive
Eugene P. Markowski Director
Theresa B. Miller Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
750 Washington Boulevard 6 Th Floor
Stamford, CT, 06901