Form D · Hedge Fund

Federal Street Asia/Emerging Markets Fund, LLC

Stamford, CT · CIK 0001382717

Offering snapshot reported Mar 3, 2015 · SEC filing

Reported sold
$243M
Indefinite offering
Investors reported
72
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jan 1, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$122M$243MMar 16, 2009: $185,237,166.00Mar 16, 2009Mar 15, 2010: $212,901,166.00Mar 14, 2011: $225,201,166.00Mar 13, 2012: $233,946,391.00Mar 13, 2013: $239,886,122.00Mar 4, 2014: $240,063,040.00Mar 3, 2015: $243,028,290.00Mar 3, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$240,063,040 → $243,028,290
  • Reported investors69 → 72

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 3, 2015Amendment$243,028,290$2,965,250vs Mar 4, 201472SEC filing
Mar 4, 2014Amendment$240,063,040$176,918vs Mar 13, 201369SEC filing
Mar 13, 2013Amendment$239,886,122$5,939,731vs Mar 13, 201269SEC filing
Mar 13, 2012Amendment$233,946,391$8,745,225vs Mar 14, 201168SEC filing
Mar 14, 2011Amendment$225,201,166$12,300,000vs Mar 15, 201060SEC filing
Mar 15, 2010Amendment$212,901,166$27,664,000vs Mar 16, 200949SEC filing
Mar 16, 2009Amendment$185,237,166No comparisonNot reportedSEC filing
Nov 21, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-97055
No proceeds of the offering have been used to pay commissions or finders' fees.

Source: Form D, filed Mar 3, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FEDERAL STREET ASIA/EMERGING MARKETS FUND LLC

Investment adviser: FEDERAL STREET PARTNERS, LLC

Gross asset value
$45.5M
Beneficial owners
19
ADV minimum commitment
$1M

Reported in Form ADV on Dec 24, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MUFG ALTERNATIVE FUND SERVICES (CAYMAN) LIMITED TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE LLP TORONTO, Canada
Custodian MUFG ALTERNATIVE FUND SERVICES (CAYMAN) LIMITED TORONTO, Canada Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 963352 · Dec 24, 2015 · Schedule D 7.B.(1), fund 805-7980325055

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Edgar W. Barksdale Executive
N/A Federal Street Partners, Llc Promoter
William L. Green Director, Executive
Heather J. James Executive
Eugene P. Markowski Executive
Theresa B. Miller Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
750 Washington Boulevard 6 Th Floor
Stamford, CT, 06901