Form D · Other Banking and Financial Services

Federal One Holdings, LLC

Boston, MA · CIK 0001491746

Offering snapshot reported Dec 10, 2012 · SEC filing

Reported sold
$12.2M
Indefinite offering
Investors reported
19
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 7, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6.12M$12.2MDec 9, 2011: $11,632,500.00Dec 9, 2011Dec 10, 2012: $12,232,500.00Dec 10, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$11,632,500 → $12,232,500
  • Reported investors18 → 19

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 10, 2012Amendment$12,232,500$600,000vs Dec 9, 201119SEC filing
Dec 9, 2011Initial$11,632,500No comparison18SEC filing
May 18, 2010Initial$44,970,000No comparison45SEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
Yes
Business combination
Yes
Sales commissions
$0
Finders' fees
$0
Form D file number
021-169855

Source: Form D, filed Dec 10, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James D. Awad Director
Allan S. Bufferd Director
Nancy Coyle Executive
Susan M. Dufresne Director
Martie Dwyer Executive
Joseph C. Farina Director
Nicholas W. Lazares Director, Executive
Steven Mandis Director
Dimitri Nionakis Executive
Mark J. Panarese Director
Juan V. Ruiz Executive

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
Admirals Bank 200 Clarendon Street, 22nd Floor
Boston, MA, 02116