Form D · Hedge Fund

FCO Special Opportunities (E1) LLC - Master Series 1

New York, NY · CIK 0001673515

Offering snapshot reported May 11, 2018 · SEC filing

Reported sold: $73.1M
Investors reported: 1
Minimum accepted: $0
First sale: May 1, 2016

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$50,750,000 → $73,050,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 11, 2018	Amendment	$73,050,000	$22,300,000vs May 11, 2017	1	SEC filing
May 11, 2017	Amendment	$50,750,000	$0vs May 16, 2016	1	SEC filing
May 16, 2016	Initial	$50,750,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-263239

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
Park Hill Group LLC	135898

Source: Form D, filed May 11, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FCO SPECIAL OPPORTUNITIES (E1) LLC - MASTER SERIES 1

Investment adviser: FCO ADVISORS LP

Gross asset value: $153M
Beneficial owners: 15
ADV minimum commitment: $50M

Reported in Form ADV on Mar 29, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI INVESTMENTS CO. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG, LTD GEORGETOWN, Cayman Islands

Custodian BANK OF AMERICA MERRILL LYNCH NEW YORK, New York, United States Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer PARK HILL GROUP LLC NEW YORK, New York, United States Related to adviser: No

Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG, LTD
PCAOB 1655

PARK HILL GROUP LLC
CRD 135898 · SEC 8-66958

PERSHING LLC
CRD 7560 · SEC 8-17574

Filing source

Form ADV 1197329 · Mar 29, 2018 · Schedule D 7.B.(1), fund 805-2794899938

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Fco Gp, Llc	Executive
Laurence L. Gottlieb	Executive
Hector Negroni	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

745 Fifth Avenue 25 Th Floor
New York, NY, 10151