Form D · Hedge Fund

FCO Special Opportunities (D1) LP

New York, NY · CIK 0001644586

Offering snapshot reported Mar 28, 2018 · SEC filing

Reported sold
$141M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
May 27, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$71M$142MJun 10, 2016: $120,000,000.00Jun 10, 2016Jun 22, 2016: $120,000,000.00Jun 9, 2017: $141,951,791.00Jun 9, 2017Mar 28, 2018: $140,751,551.00Mar 28, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$120,000,000 → $140,751,551

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 28, 2018Amendment$140,751,551$20,751,551vs Jun 10, 20161SEC filing
Jun 9, 2017Amendment$141,951,791$21,951,791vs Jun 10, 20161SEC filing
Jun 22, 2016Amendment$120,000,000$0vs Jun 10, 20161SEC filing
Jun 10, 2016Initial$120,000,000No comparison1SEC filing
Jun 10, 2015Initial$50,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-264766

Source: Form D, filed Mar 28, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FCO SPECIAL OPPORTUNITIES (D1) LP

Investment adviser: FCO ADVISORS LP

Gross asset value
$170M
Beneficial owners
2
ADV minimum commitment
$50M

Reported in Form ADV on Mar 29, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI INVESTMENTS CO. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG, LTD GEORGETOWN, Cayman Islands
Custodian BANK OF AMERICA MERRILL LYNCH NEW YORK, New York, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG, LTD
PCAOB 1655

PERSHING LLC
CRD 7560 · SEC 8-17574

Filing source

Form ADV 1197329 · Mar 29, 2018 · Schedule D 7.B.(1), fund 805-1208138925

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Laurence Gottlieb Executive, Promoter
Hector Negroni Executive, Promoter
Justin Vinci Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
745 Fifth Avenue, 14 H Floor
New York, NY, 10151