Form D · Other
Farallon Mining Ltd.
Vancouver, A1 · CIK 0001342645
Offering snapshot reported Oct 22, 2009 · SEC filing
- Reported sold
- $610K Offering amount: $610K
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 8, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 22, 2009 | Initial | $610,035 | No comparison | 3 | SEC filing |
| Sep 23, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Feb 1, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jan 24, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Dec 6, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Feb 22, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jun 3, 1996 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $36.6K
- Finders' fees
- $0
- Form D file number
- 021-86958
Total Offering Amount represents the subscription price of the shares (1,548,607 shares @ CDN$0.415), converted to US dollars based on an exchange rate on the date of closing, October 8, 2009, of US$1.00=CDN$1.0535.
Sales commission represents a 6% cash commission (CDN$38,560), converted to US dollars based on an exchange rate on the date of closing, October 8, 2009, of US$1.00=CDN$1.0535.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| PARADIGM CAPITAL U.S. INC. | 104425 |
Source: Form D, filed Oct 22, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| T. Barry Coughlan | Director |
| Eduardo Luna | Director |
| Terrence A Lyons | Director |
| Greg Mccunn | Executive |
| William E Stanley | Director |
| Ronald W Thiessen | Director |
| Trevor Thomas | Executive |
| Gordon D Ulrich | Director |
| Michael G Weedon | Director |
| J. Richard H Whittington | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
1020 800 West Pender Street
Vancouver, A1, V6C 2V6
Vancouver, A1, V6C 2V6