Form D · Other Technology
Fallbrook Technologies Inc.
Cedar Park, TX · CIK 0001305927
Offering snapshot reported May 25, 2017 · SEC filing
- Reported sold
- $8M Offering amount: $8.14M
- Investors reported
- 23 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- May 10, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 25, 2017 | Initial | $8,000,000 | No comparison | 23 | SEC filing |
| Nov 2, 2016 | Initial | $3,400,000 | No comparison | 6 | SEC filing |
| Aug 18, 2014 | Amendment | $8,595,000 | $286,000vs Jul 14, 2014 | 15 | SEC filing |
| Jul 14, 2014 | Initial | $8,309,000 | No comparison | 12 | SEC filing |
| Aug 8, 2012 | Initial | $20,145,800 | No comparison | 52 | SEC filing |
| Nov 18, 2011 | Initial | $7,442,097 | No comparison | 19 | SEC filing |
| Dec 17, 2010 | Initial | $39,175,584 | No comparison | 30 | SEC filing |
| Nov 20, 2009 | Initial | $4,000,000 | No comparison | 27 | SEC filing |
| Jan 21, 2009 | Amendment | $25,392,075 | No comparison | Not reported | SEC filing |
| Dec 29, 2008 | Initial | $25,392,075 | No comparison | Not reported | SEC filing |
| Dec 22, 2008 | Amendment | $4,617,644 | No comparison | Not reported | SEC filing |
| Nov 24, 2008 | Initial | $4,617,644 | No comparison | Not reported | SEC filing |
| Nov 2, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-287483
Remaining $137,508 to be sold and issued on May 26, 2017.
Source: Form D, filed May 25, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jeffrey Birchak | Executive |
| Jeremy Carter | Executive |
| Alain Charlois | Executive |
| Brian Crum | Executive |
| Lee H. Davis | Director |
| Frederic Devos | Director |
| David Grazioisi | Director |
| David Graziosi | Director |
| Robin Grey | Executive |
| Peter Grubstein | Director |
| David Hancock | Executive |
| R. John Hughes | Director |
| John Hughes | Director |
| Rick Intrater | Director |
| Richard Intrater | Director |
| Gary Jacobs | Director |
| Allan Kammerer | Director |
| Al Kammerer | Director |
| Kiempe Keuning | Director |
| Keimpe Keuning | Director |
| Sheryl Kinlaw | Executive |
| William G. Klehm | Director, Executive |
| William Iii G. Klehm | Director, Executive |
| William G. Klehm Iii | Director, Executive |
| Keimpe Kuening | Director |
| Sean Mc Intyre | Director |
| Edward L. Mercaldo | Director |
| Nicole T. Nicks | Executive |
| Sharon A. O'leary | Executive |
| Steven E. Parry | Director |
| Earnest H. Pomerantz | Director |
| Jeremiah Robins | Director |
| Vincenza Sera | Director |
| Aaron Shagrin | Executive |
| Roger Wood | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
505 Cypress Creek Road Suite L
Cedar Park, TX, 78613
Cedar Park, TX, 78613