Form D · Private Equity Fund

Falfurrias Capital Partners III, LP

Charlotte, NC · CIK 0001668585

Offering snapshot reported Oct 13, 2016 · SEC filing

Reported sold
$237M
Offering amount: $300M
Investors reported
61
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Mar 16, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$119M$237MMar 23, 2016: $93,350,000.00Mar 23, 2016Oct 13, 2016: $237,300,000.00Oct 13, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$93,350,000 → $237,300,000
  • Reported investors33 → 61

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 13, 2016Amendment$237,300,000$143,950,000vs Mar 23, 201661SEC filing
Mar 23, 2016Initial$93,350,000No comparison33SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$2.22M (estimated)
Finders' fees
$0
Form D file number
021-259866

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Shannon Advisors, LLC150305Shannon Advisors, LLC · CRD 150305

Source: Form D, filed Oct 13, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FALFURRIAS CAPITAL PARTNERS III, LP

Investment adviser: FALFURRIAS MANAGEMENT PARTNERS LP

Gross asset value
$62.3M
Beneficial owners
80
ADV minimum commitment
$5M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor KPMG CHARLOTTE, North Carolina, United States
Custodian BANK OF AMERICA CHARLOTTE, North Carolina, United States Related to adviser: No
Custodian CAPITAL BANK CHARLOTTE, North Carolina, United States Related to adviser: No
Custodian ELDRIDGE (MARANON CAPITAL, L.P.) CHICAGO, Illinois, United States Related to adviser: No
Custodian FIFTH THIRD BANK CINCINATTI, Ohio, United States Related to adviser: No
Custodian TIAA FINANCIAL SERVICES CHARLOTTE, North Carolina, United States Related to adviser: No
Custodian TRUIST, NA CHARLOTTE, North Carolina, United States Related to adviser: No
Marketer SHANNON ADVISORS LLC SUMMIT, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

KPMG
PCAOB 185

SHANNON ADVISORS LLC
CRD 150305 · SEC 8-68243

Filing source

Form ADV 2075981 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-4389232213

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Hugh L. Mc Coll, Jr. Director, Executive, Promoter
W. Edwin Mc Mahan, Jr. Director, Executive, Promoter
Marc D. Oken Director, Executive, Promoter
Joseph J. Schonberg Executive, Promoter
Todd H. Taylor Director, Promoter
W. W. ("Chet") Walker Director, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
100 North Tryon Street Suite 4100
Charlotte, NC, 28202