Form D · Private Equity Fund

Falcon Strategic Partners IV, LP

Boston, MA · CIK 0001557006

Offering snapshot reported Dec 6, 2013 · SEC filing

Reported sold: $590M
Investors reported: 32
Minimum accepted: $1M
First sale: Oct 1, 2012

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 32
Minimum accepted$0 → $1,000,000

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 6, 2013	Amendment	$589,966,923	No comparison	32	SEC filing
Sep 27, 2012	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-184723

The "Total Amount Sold" includes amounts committed by the Issuer's General Partner and Falcon Strategic Partners IV (Cayman), LP, a "feeder fund" into the Issuer.

Atlantic-Pacific Capital, Inc. (listed in item 12 above) will receive a fee calculated as a percentage of subscriptions of certain limited partners of the Issuer.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Atlantic-Pacific Capital, Inc.	38356

Source: Form D, filed Dec 6, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FALCON STRATEGIC PARTNERS IV, LP

Investment adviser: FALCON INVESTMENT ADVISORS, LLC

Gross asset value: $234M
Beneficial owners: 71
ADV minimum commitment: $5M

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP BOSTON, Massachusetts, United States

Custodian DELAWARE TRUST COMPANY WILMINGTON, Delaware, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

Filing source

Form ADV 2074542 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-3309159268

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
FALCON STRATEGIC PARTNERS III LP	Jun 4, 2009	$660,992,481	Not reported
Falcon Strategic Partners IV, LP (this fund)	Dec 6, 2013	$589,966,923	32
Falcon Strategic Partners V, LP	Nov 1, 2016	$842,600,000	30

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Sandeep D. Alva	Executive
N/A Falcon Strategic Investments Gp Iv, Llc	Director
N/A Falcon Strategic Investments Iv, Lp	Director
Rafael A. Fogel	Executive
Matthew J. Hurley	Executive
William J. Kennedy, Jr.	Executive
Eric Y. Rogoff	Executive
John S. Schnabel	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Falcon Investment Advisors Llc 21 Custom House Street, 10 Th Floor
Boston, MA, 02110