Form D · Hedge Fund

Falcon Sovereign, Ltd

Grand Cayman, E9 · CIK 0001598215

Offering snapshot reported Jan 27, 2017 · SEC filing

Reported sold
$45M
Indefinite offering
Investors reported
8
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Dec 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$22.5M$45MJan 28, 2014: $45,000,000.00Jan 28, 2014Jan 28, 2015: $45,000,000.00Jan 28, 2015Jan 28, 2016: $45,000,000.00Jan 28, 2016Jan 27, 2017: $45,000,000.00Jan 27, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 27, 2017Amendment$45,000,000$0vs Jan 28, 20168SEC filing
Jan 28, 2016Amendment$45,000,000$0vs Jan 28, 20158SEC filing
Jan 28, 2015Amendment$45,000,000$0vs Jan 28, 20148SEC filing
Jan 28, 2014Initial$45,000,000No comparison8SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-210803

Source: Form D, filed Jan 27, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FALCON SOVEREIGN, LTD

Investment adviser: ALPHA WAVE GLOBAL, LP

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Mar 31, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 1092059 · Mar 31, 2017 · Schedule D 7.B.(1), fund 805-5550447836

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Falcon Edge Capital, Llp Promoter
Falcon Edge Capital, Lp Promoter
Dominic C. La Valla Director
Gary Linford Director
James Minshull Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Falcon Sovereign, Ltd Ugland House, Po Box 309
Grand Cayman, E9, KY1-1104