Form D · Oil and Gas

Falcon E&P Opportunities Fund, L.P.

Dallas, TX · CIK 0001498045

Offering snapshot reported Nov 28, 2011 · SEC filing

Reported sold: $163M
Investors reported: 69
Minimum accepted: $50K
First sale: Jul 29, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$133,336,919 → $163,200,000
Reported investors42 → 69

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 28, 2011	Amendment	$163,200,000	$29,863,081vs Jun 16, 2011	69	SEC filing
Jun 16, 2011	Amendment	$133,336,919	$52,501,138vs Aug 12, 2010	42	SEC filing
Aug 12, 2010	Initial	$80,835,781	No comparison	13	SEC filing

Offering details

Securities: Equity
Exemptions: 06
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $78.1K
Form D file number: 021-146357

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Lynx Capital, LLC	137178	Lynx Capital, LLC · CRD 137178

Source: Form D, filed Nov 28, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FALCON E&P OPPORTUNITIES FUND, L.P.

Investment adviser: FALCON E & P OPPORTUNITIES GP, LLC

Gross asset value: $25.3M
Beneficial owners: 69
ADV minimum commitment: $3M

Reported in Form ADV on Mar 29, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HIGHLAND CAPITAL MANAGEMENT, L.P. DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS DALLAS, Texas, United States

Custodian BBVA COMPASS DALLAS, Texas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 1266

BBVA COMPASS
LEI 5493007GSUSXT1YK8Z31

Filing source

Form ADV 1723949 · Mar 29, 2023 · Schedule D 7.B.(1), fund 805-9231564583

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
William L. Britain	Executive
Douglas R. Evans	Executive
N/A Falcon E&P Opportunities Gp, Llc	Executive
Thomas A. Neville	Executive
Richard D. Rinehart	Executive
John R. Sears, Jr.	Executive

Issuer details

Industry: Oil and Gas (See others in industry)

Address:

2602 Mckinney Avenue Suite 400
Dallas, TX, 75204