Form D · Commercial
Fairmont Breakers Investco, LLC
Brevard, NC · CIK 0002009288
Offering snapshot reported Mar 26, 2024 · SEC filing
- Reported sold
- $1.23M Offering amount: $50M
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 9, 2024 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$350,000 → $1,225,000
- Reported investors2 → 9
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 26, 2024 | Amendment | $1,225,000 | $875,000vs Feb 12, 2024 | 9 | SEC filing |
| Feb 12, 2024 | Initial | $350,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06c
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2.5M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-505001
Carolina Financial Securities (CFS), shall receive a placement fee equal to 5% of the gross proceeds received by Fairmont Breakers Investco, LLC. CFS may share up to 50% of such placement fee with Carofin, LLC.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Bruce V Roberts | 1489110 | Carolina Financial Securities, LLC · CRD 41970 |
| Garrick G Ruiz | 5584980 | Carofin, LLC · CRD 298717 |
| Nathan Yue Jia | 6840358 | Carofin, LLC · CRD 298727 |
| Phillip Nash Roberts | 6182908 | Carofin, LLC · CRD 298717 |
| Bruce B Smith | 2332178 | Carofin, LLC · CRD 298717 |
Source: Form D, filed Mar 26, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Bruce Victor Roberts | Executive |
Issuer details
Industry: Commercial (See others in industry)
Address:
100 Elks Club Road
Brevard, NC, 28712
Brevard, NC, 28712