Form D · Other Investment Fund

Fair Oaks Senior CLO Investments 2021-1 DAC

Dublin 2, L2 · CIK 0001895615

Offering snapshot reported Jan 18, 2022 · SEC filing

Reported sold
$685K
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Nov 17, 2021
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 18, 2022Initial$684,692No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-429688
Clarification of Items 11 and 13: The dollar amounts are represented in Euros.

Source: Form D, filed Jan 18, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FAIR OAKS SENIOR CLO INVESTMENTS 2021-1 DESIGNATED ACTIVITY COMPANY

Investment adviser: FAIR OAKS CAPITAL LIMITED

Gross asset value
$195M
Beneficial owners
6
ADV minimum commitment
$100K

Reported in Form ADV on Nov 4, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SANNE CORPORATE ADMINISTRATION SERVICES IRELAND LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG DUBLIN, Ireland
Custodian THE BANK OF NEW YORK MELLON LONDON, United Kingdom Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 1116

Filing source

Form ADV 1685307 · Nov 4, 2022 · Schedule D 7.B.(1), fund 805-1393130940

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Fair Oaks Capital Limited Promoter
Sinead O'connor Director
Martina Regan Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
4 Th Floor, 76 Lower Baggot Street
Dublin 2, L2, 00000