Form D · Investing

Facie Libre Associates II, LLC

New York, NY · CIK 0001478207

Offering snapshot reported Dec 15, 2009 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $0
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 15, 2009	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Not reported
Exemptions: 06, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-136917

5% of the gross proceeds raised in the Offering

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Felix Investments LLC	148441

Source: Form D, filed Dec 15, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FACIE LIBRE ASSOCIATES II LLC

Investment adviser: SADDLE RIVER ADVISORS LLC

Gross asset value: $128M
Beneficial owners: 499
ADV minimum commitment: $15K

Reported in Form ADV on Mar 28, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor SCHWARTZ & COMPANY LLP NEW YORK, New York, United States

Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Custodian SIGNATURE BANK NY NEW YORK, New York, United States Related to adviser: No

Marketer CHARLES MORGAN SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No

Marketer FELIX INVESTMENTS LLC NEW YORK, New York, United States Related to adviser: Yes

Marketer HALCYON CABOT PARTNERS, LTD. NEW YORK, New York, United States Related to adviser: No

Marketer MATRIX CAPITAL GROUP NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

CHARLES MORGAN SECURITIES, INC.
CRD 138887 · SEC 8-67181

FELIX INVESTMENTS LLC
CRD 148441 · SEC 8-68024

HALCYON CABOT PARTNERS, LTD.
CRD 32664 · SEC 8-28702

MATRIX CAPITAL GROUP
CRD 33364 · SEC 801-61224

Filing source

Form ADV 724237 · Mar 28, 2013 · Schedule D 7.B.(1), fund 805-8024580988

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
William L. Barkow	Director, Executive, Promoter
Frank G. Mazzola	Director, Executive, Promoter

Issuer details

Industry: Investing (See others in industry)

Address:

415 Madison Avenue 14 Th Floor
New York, NY, 10017