Form D · Investing

Facie Libre Associates I, LLC

New York, NY · CIK 0001478208

Offering snapshot reported Dec 15, 2009 · SEC filing

Reported sold
Yet to sell
Offering amount: $25M
Investors reported
0
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 15, 2009InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Not reported
Exemptions
06, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-136916
5% of gross proceeds raised in the Offering

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Felix Investments LLC148441

Source: Form D, filed Dec 15, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

FACIE LIBRE ASSOCIATES I LLC

Investment adviser: SADDLE RIVER ADVISORS LLC

Gross asset value
$34.2M
Beneficial owners
99
ADV minimum commitment
$15K

Reported in Form ADV on Mar 28, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor SCHWARTZ & COMPANY LLP NEW YORK, New York, United States
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian SIGNATURE BANK NY NEW YORK, New York, United States Related to adviser: No
Marketer FELIX INVESTMENTS LLC NEW YORK, New York, United States Related to adviser: Yes
Marketer HALCYON CABOT PARTNERS, LTD. NEW YORK, New York, United States Related to adviser: No
Marketer MATRIX CAPITAL GROUP NEW YORK, New York, United States Related to adviser: No
Marketer NYPPEX, LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

FELIX INVESTMENTS LLC
CRD 148441 · SEC 8-68024

HALCYON CABOT PARTNERS, LTD.
CRD 32664 · SEC 8-28702

MATRIX CAPITAL GROUP
CRD 33364 · SEC 801-61224

NYPPEX, LLC
CRD 47654 · SEC 8-51849

Filing source

Form ADV 724237 · Mar 28, 2013 · Schedule D 7.B.(1), fund 805-1616229177

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
William L. Barkow Director, Executive, Promoter
Frank G. Mazzola Director, Executive, Promoter

Issuer details

Industry: Investing (See others in industry)

Address:
415 Madison Avenue 14 Th Floor
New York, NY, 10017