Form D · Private Equity Fund

Exploration Capital Partners 2009 Limited Partnership

Carlsbad, CA · CIK 0001478820

Offering snapshot reported Dec 28, 2009 · SEC filing

Reported sold
$36.2M
Offering amount: $36.2M
Investors reported
100
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Dec 15, 2009
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 28, 2009Initial$36,167,677No comparison100SEC filing

Offering details

Securities
Not reported
Exemptions
06, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$1.04M
Finders' fees
$0
Form D file number
021-137203
The Issuer is not paying any commissions. Instead, brokers at Global can elect to be paid by Global a 3% commission based on partnership units they sell or may participate in a profit sharing plan program with respect to the Issuer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Global Resource Investments, Ltd. ("Global")35878

Source: Form D, filed Dec 28, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gretchen Carter Executive
N/A Global Resource Investments Ltd. Promoter
N/A Resource Capital Investment Corp. Promoter
Arthur Richards Rule Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
7770 El Camino Real
Carlsbad, CA, 92009