Form D · Private Equity Fund

Exeter NB SPV, L.P.

Boston, MA · CIK 0001849763

Offering snapshot reported Mar 18, 2021 · SEC filing

Reported sold
$59.7M
Indefinite offering
Investors reported
10
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 11, 2021
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 18, 2021Initial$59,700,029No comparison10SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$300K
Finders' fees
$0
Form D file number
021-392792

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
HOULIHAN LOKEY CAPITAL, INC.17708

Source: Form D, filed Mar 18, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EXETER NB SPV, L.P.

Investment adviser: EXETER CAPITAL, L.P.

Gross asset value
$26.9M
Beneficial owners
35
ADV minimum commitment
$0

Reported in Form ADV on Mar 28, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator LEVERPOINT MANAGEMENT, LLC CLIFTON PARK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO BOSTON, Massachusetts, United States
Custodian J.P. MORGAN NEW YORK, New York, United States Related to adviser: No
Marketer HOULIHAN LOKEY CAPITAL, INC. LOS ANGELES, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BDO
PCAOB 243

HOULIHAN LOKEY CAPITAL, INC.
CRD 17708 · SEC 8-35643

Filing source

Form ADV 1956511 · Mar 28, 2025 · Schedule D 7.B.(1), fund 805-8980107414

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Steven J. Collins Executive
Steven M. Tadler Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Exeter Capital, L.P. 470 Atlantic Avenue, Suite 601
Boston, MA, 02210