Form D · Oil and Gas
EXCO RESOURCES INC
Dallas, TX · CIK 0000316300
Offering snapshot reported Mar 29, 2017 · SEC filing
- Reported sold
- $618M Offering amount: $618M
- Investors reported
- 16 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 15, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 29, 2017 | Initial | $618,448,157 | No comparison | 16 | SEC filing |
| Sep 11, 2015 | Initial | $10,000,000 | No comparison | 1 | SEC filing |
| Apr 14, 2015 | Initial | $0 | No comparison | 1 | SEC filing |
| Jan 24, 2014 | Amendment | $131,633,425 | $78,738,080vs Dec 9, 2013 | 17 | SEC filing |
| Dec 9, 2013 | Initial | $52,895,345 | No comparison | 7 | SEC filing |
| Mar 1, 2006 | Paper | Not reported | No comparison | Not reported | |
| Mar 1, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Debt, Option to acquire, Security to be acquired, Other
- Exemptions
- 06c
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $7.72M
- Finders' fees
- $0
- Form D file number
- 021-283573
This amount includes the principal amount of notes due, as well as warrants issued to note purchasers as a commitment fee.
Interest on the notes is payable in kind with shares of the Issuer's common stock or additional notes.
The commissions amount includes (a) the 3% commitment fee paid to note purchasers and (b) fees paid to Credit Suisse Securities (USA) LLC for financial advisory services.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Credit Suisse Securities (USA) LLC | 816 | David S. Alterman · CRD 4095987 |
| Energy Strategic Advisory Services LLC | None | Bluescape Energy Partners, LLC · CRD 283812 |
| GEN IV Investment Opportunities, LLC | None | LS Power Equity Advisors · CRD 158272 |
| Vega Asset Partners | None | LS Power Equity Advisors · CRD 158272 |
| OCM EXCO Holdings LLC | None | Oaktree Capital Management, L.P. · CRD 106793 |
Source: Form D, filed Mar 29, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jeffrey D. Benjamin | Director |
| William L. Boeing | Executive |
| Richard A. Burnett | Executive |
| Earl E. Ellis | Director |
| Tyler Farquharson | Executive |
| B. James Ford | Director |
| Harold L. Hickey | Executive |
| Anthony Horton | Director |
| Harold H. Jameson | Executive |
| Randall E. King | Director |
| Samuel A. Mitchell | Director |
| Mark F. Mulhern | Executive |
| Boone Pickens | Director |
| Wilbur L., Jr. Ross | Director |
| Wilbur L. Ross, Jr. | Director |
| Jeffrey S. Serota | Director |
| Robert L. Stillwell | Director |
| Stephen J. Toy | Director |
| C. John Wilder | Director |
| Charles John Wilder, Jr. | Director |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
12377 Merit Drive Suite 1700, Lb 82
Dallas, TX, 75251
Dallas, TX, 75251