Form D · Other Investment Fund
Excelsior Private Markets Fund III (TE), LLC
Boston, MA · CIK 0001572915
Offering snapshot reported May 23, 2014 · SEC filing
- Reported sold
- $5.14M Indefinite offering
- Investors reported
- 59 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Oct 25, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 59
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 23, 2014 | Amendment | $5,136,818 | No comparison | 59 | SEC filing |
| May 24, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-197001
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Merrill, Lynch, Pierce, Fenner & Smith Incorporated | 7691 |
Source: Form D, filed May 23, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James D. Bowden | Executive |
| Alan Brott | Director |
| John C. Hover Ii | Director |
| Victor F. Imbimbo | Director |
| Stephen V. Murphy | Director |
| Steven L. Suss | Executive |
| Thomas G. Yellin | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
Bank Of America Capital Advisors 100 Federal Street
Boston, MA, 02110
Boston, MA, 02110