Form D · Hedge Fund
Man FRM Alternative Multi-Strategy Fund Ltd
Grand Cayman, E9 · CIK 0001459971
Offering snapshot reported Sep 6, 2017 · SEC filing
- Reported sold
- $75.3M Indefinite offering
- Investors reported
- 66 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Sep 1, 2002 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 6, 2017 | Amendment | $75,295,878 | $0vs Sep 6, 2016 | 66 | SEC filing |
| Sep 6, 2016 | Amendment | $75,295,878 | $0vs Sep 3, 2015 | 66 | SEC filing |
| Sep 3, 2015 | Amendment | $75,295,878 | $0vs Jan 2, 2015 | 66 | SEC filing |
| Jan 2, 2015 | Amendment | $75,295,878 | $0vs Jan 2, 2014 | 66 | SEC filing |
| Jan 2, 2014 | Amendment | $75,295,878 | $15,720,801vs Jan 3, 2013 | 66 | SEC filing |
| Jan 3, 2013 | Amendment | $59,575,077 | No comparison | 46 | SEC filing |
| Jan 4, 2012 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Mar 13, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0
- Form D file number
- 021-171113
Man Investments Inc. is an affiliate of FRM Investment Management (USA) LLC. Issuer didn't pay sales commissions to MII in this offering. MII compensates Registered Reps salary and discretionary bonus, determined by factors, incl. assets raised for Issuer
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Man Investments Inc. | 15770 | |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 |
Source: Form D, filed Sep 6, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
MAN FRM ALTERNATIVE MULTI-STRATEGY FUND LTD
Investment adviser: MAN SOLUTIONS LLC
- Gross asset value
- $17.7M
- Beneficial owners
- 3
- ADV minimum commitment
- $500K
Reported in Form ADV on Mar 29, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST AND YOUNG
PCAOB 1655
MAN INVESTMENTS INC.
CRD 15770 · SEC 8-32575
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 801-14235
Filing source
Form ADV 1193984 · Mar 29, 2018 · Schedule D 7.B.(1), fund 805-3152227232
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Spencer N. Boggess | Director |
| Ronan Daly | Director |
| Alun Davies | Director |
| Jens Foehrenbach | Executive |
| N/A Frm Investment Management (Usa) Llc | Executive |
| Robert Richard Hanna | Executive |
| Shiraz Kajee | Executive |
| Solomon E. Kuckelman | Executive |
| Michelle Mc Closkey | Executive |
| Simon Palmer | Director |
| John Renouf | Director |
| Matthew David Stadtmauer | Executive |
| Steven L. Suss | Director |
| Jennifer Thomson | Director |
| John Walley | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Grand Cayman, E9, KY1-1205