Form D · Hedge Fund

Man FRM Alternative Multi-Strategy Fund QP a Series of Man FRM Multi-Strategy Fund LLC

New York, NY · CIK 0001459891

Offering snapshot reported Sep 6, 2018 · SEC filing

Reported sold
$676M
Indefinite offering
Investors reported
621
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Nov 1, 2001
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$338M$676MMar 13, 2009Dec 15, 2010: $646,365,068.00Nov 30, 2011: $169,271,165.00Nov 26, 2012: $169,271,165.00Nov 25, 2013: $676,287,538.00Nov 24, 2014: $676,287,538.00Sep 3, 2015: $676,287,538.00Sep 6, 2016: $676,287,538.00Sep 6, 2017: $676,287,538.00Sep 6, 2018: $676,287,538.00Sep 6, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 6, 2018Amendment$676,287,538$0vs Sep 6, 2017621SEC filing
Sep 6, 2017Amendment$676,287,538$0vs Sep 6, 2016621SEC filing
Sep 6, 2016Amendment$676,287,538$0vs Sep 3, 2015621SEC filing
Sep 3, 2015Amendment$676,287,538$0vs Nov 24, 2014621SEC filing
Nov 24, 2014Amendment$676,287,538$0vs Nov 25, 2013621SEC filing
Nov 25, 2013Amendment$676,287,538$507,016,373vs Nov 26, 2012621SEC filing
Nov 26, 2012Amendment$169,271,165$0vs Nov 30, 2011145SEC filing
Nov 30, 2011Amendment$169,271,165-$477,093,903vs Dec 15, 2010145SEC filing
Dec 15, 2010Amendment$646,365,068No comparison622SEC filing
Mar 13, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0
Form D file number
021-129112
Man Investments Inc. is an affiliate of FRM Investment Management (USA) LLC. Issuer didn't pay sales commissions to MII in this offering. MII compensates Registered Reps salary and discretionary bonus, determined by factors, incl. assets raised for Issuer

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Man Investments Inc.15770
Merrill Lynch, Pierce, Fenner & Smith Incorporated7691

Source: Form D, filed Sep 6, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MAN FRM ALTERNATIVE MULTI-STRATEGY FUND QP

Investment adviser: MAN SOLUTIONS LLC

Gross asset value
$38.3M
Beneficial owners
33
ADV minimum commitment
$500K

Reported in Form ADV on Mar 29, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST AND YOUNG LONDON, United Kingdom
Custodian BANK OF NEW YORK MELLON, N.A. NEW YORK, New York, United States Related to adviser: No
Marketer MAN INVESTMENTS INC. NEW YORK, New York, United States Related to adviser: Yes
Marketer MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST AND YOUNG
PCAOB 1438

MAN INVESTMENTS INC.
CRD 15770 · SEC 8-32575

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 801-14235

Filing source

Form ADV 1193984 · Mar 29, 2018 · Schedule D 7.B.(1), fund 805-5473817003

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Bacap Alternative Advisors, Inc. Bacap Alternative Advisors, Inc. Executive
Spencer N. Boggess Executive
Jens Foehrenbach Executive
N/A Frm Investment Management (Usa) Llc Executive
Robert Richard Hanna Executive
Shiraz Kajee Executive
Solomon E. Kuckelman Executive
Michelle Mc Closkey Executive
Matthew David Stadtmauer Executive
Steven L. Suss Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Hsbc Tower 452 Fifth Avenue, 26th Floor
New York, NY, 10018