Form D · Private Equity Fund

Excellere Capital Fund IV, L.P.

Denver, CO · CIK 0001862599

Offering snapshot reported Nov 12, 2021 · SEC filing

Reported sold: $850M
Investors reported: 47
Minimum accepted: $0
First sale: May 20, 2021

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$693,250,000 → $850,000,000

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 12, 2021	Amendment	$850,000,000	$156,750,000vs Jun 4, 2021	47	SEC filing
Jun 4, 2021	Initial	$693,250,000	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $5.6M
Finders' fees: $0
Form D file number: 021-401749

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
UBS Securities LLC	7654

Source: Form D, filed Nov 12, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EXCELLERE CAPITAL FUND IV, L.P.

Investment adviser: EXCELLERE CAPITAL MANAGEMENT LLC

Gross asset value: $1.24B
Beneficial owners: 50
ADV minimum commitment: $10M

Reported in Form ADV on Sep 11, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator OCORIAN SERVICES (US), LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor CROWE LLP DENVER, Colorado, United States

Custodian KEYBANK NATIONAL ASSOCIATION CLEVELAND, Ohio, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CROWE LLP
PCAOB 173

Filing source

Form ADV 2132088 · Sep 11, 2026 · Schedule D 7.B.(1), fund 805-7412105658

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Excellere Capital Fund II, L.P.	Dec 22, 2010	$450,000,000	30
Excellere Capital Fund III, L.P.	Aug 12, 2015	$595,000,000	43
Excellere Capital Fund IV, L.P. (this fund)	Nov 12, 2021	$850,000,000	47

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Bradford J. Cornell	Executive
N/A Excellere Capital Management Ii Llc	Executive
N/A Excellere Partners Iv Llc	Executive
C. Ryan Glaws	Executive
Matthew C. Hicks	Executive
Patrick J. O'keefe	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

3033 East First Avenue, Suite #700
Denver, CO, 80206