Form D · Other
Excel Gold Mining Inc.
Montreal, A8 · CIK 0001498529
Offering snapshot reported Aug 11, 2010 · SEC filing
- Reported sold
- $19.3K Offering amount: $778K
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 23, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 11, 2010 | Initial | $19,281 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1.93K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-146221
The aditional $759,183 may be received upon exercise of share purchase warrants sold both inside and outside the U.S. U.S. dollar amounts are based on the Bank of Canada noon rate of exchange reported on July 23, 2010, which was Cdn$1.0373=US$1.00.
Each unit is comprised of 10,000 common shares and 10,000 one-half of one common share purchase warrants. Each whole warrant is exercisable for one common share at an exercise price of Cdn$0.15 per share for 24 months from the closing date.
The placement agents also received approximately 20,000 warrants. Each such warrant is exercisable for one common share at an exercise price of Cdn$0.10 per share for 24 months from the closing date.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Allyson Taylor Partners Inc. | None | |
| RWS Capital Services Inc. | None | |
| Caldwell Securities Ltd. | None |
Source: Form D, filed Aug 11, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Stephane Frechette | Director |
| Martin Harvey | Director, Executive |
| Jacques Roy | Director |
| Jacques Vallee | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
1411 Rue Peel, Bureau 600
Montreal, A8, H3A 1S5
Montreal, A8, H3A 1S5