Form D · Venture Capital Fund

EWM Alternative Investments SPV, LLC - Series 5 - FinTech

Appleton, WI · CIK 0001726902

Offering snapshot reported Jan 12, 2018 · SEC filing

Reported sold: $500K
Investors reported: 2
Minimum accepted: $100K
First sale: Jan 2, 2018

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 12, 2018	Initial	$500,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06c, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-303110

Source: Form D, filed Jan 12, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EWM ALTERNATIVE INVESTMENTS SPV, LLC - SERIES 5 - FINTECH

Investment adviser: ENDOWMENT WEALTH MANAGEMENT, INC.

Gross asset value: $16M
Beneficial owners: 22
ADV minimum commitment: $100K

Reported in Form ADV on Jul 6, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CARTA INVESTOR SERVICES, INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHNREZNICK LLP CHICAGO, Illinois, United States

Custodian AMERICAN NATIONAL BANK FOX CITIES APPLETON, Wisconsin, United States Related to adviser: No

Custodian FIDELITY BROKERAGE SERVICES LLC SMITHFIELD, Rhode Island, United States Related to adviser: No

Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHNREZNICK LLP
PCAOB 596

AMERICAN NATIONAL BANK FOX CITIES
LEI 549300B63HUNIWL5V50

FIDELITY BROKERAGE SERVICES LLC
SEC 8-23292

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

Filing source

Form ADV 2117829 · Jul 6, 2026 · Schedule D 7.B.(1), fund 805-4370801256

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Prateek Mehrotra	Promoter
Robert L. Riedl	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2200 N. Richmond Street, Suite 200
Appleton, WI, 54911