Form D · Venture Capital Fund

EWM Alternative Investments SPV, LLC - Series 4 - CBD

Appleton, WI · CIK 0001724260

Offering snapshot reported Jan 31, 2018 · SEC filing

Reported sold
$950K
Indefinite offering
Investors reported
12
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Nov 30, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$475K$950KDec 7, 2017: $500,000.00Dec 7, 2017Jan 31, 2018: $950,000.00Jan 31, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$500,000 → $950,000
  • Reported investors5 → 12

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 31, 2018Amendment$950,000$450,000vs Dec 7, 201712SEC filing
Dec 7, 2017Initial$500,000No comparison5SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06c, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-300280

Source: Form D, filed Jan 31, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EWM ALTERNATIVE INVESTMENTS SPV, LLC - SERIES 4 - CBD

Investment adviser: ENDOWMENT WEALTH MANAGEMENT, INC.

Gross asset value
$1.97M
Beneficial owners
46
ADV minimum commitment
$50K

Reported in Form ADV on Jul 6, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CARTA INVESTOR SERVICES, INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor COHNREZNICK LLP CHICAGO, Illinois, United States
Custodian AMERICAN NATIONAL BANK FOX CITIES APPLETON, Wisconsin, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

COHNREZNICK LLP
PCAOB 596

AMERICAN NATIONAL BANK FOX CITIES
LEI 549300B63HUNIWL5V50

Filing source

Form ADV 2117829 · Jul 6, 2026 · Schedule D 7.B.(1), fund 805-7040575990

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Prateek Mehrotra Promoter
Robert L. Riedl Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2200 N. Richmond Street, Suite 200
Appleton, WI, 54911