Form D · Venture Capital Fund

EWM Alternative Investments SPV, LLC- Series 2- Unicorn Technology

Appleton, WI · CIK 0001698536

Offering snapshot reported Jun 28, 2017 · SEC filing

Reported sold
$1.83M
Indefinite offering
Investors reported
10
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Jan 25, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$913K$1.83MFeb 23, 2017: $1,200,000.00Feb 23, 2017Jun 28, 2017: $1,825,000.00Jun 28, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,200,000 → $1,825,000
  • Reported investors4 → 10

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 28, 2017Amendment$1,825,000$625,000vs Feb 23, 201710SEC filing
Feb 23, 2017Initial$1,200,000No comparison4SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06c, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-281173

Source: Form D, filed Jun 28, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EWM ALTERNATIVE INVESTMENTS SPV, LLC - SERIES 2 - UNICORN TECHNOLOGY

Investment adviser: ENDOWMENT WEALTH MANAGEMENT, INC.

Gross asset value
$0
Beneficial owners
26
ADV minimum commitment
$50K

Reported in Form ADV on Dec 6, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor COHNREZNIK CHICAGO, Illinois, United States
Custodian AMERICAN NATIONAL BANK FOX CITIES APPLETON, Wisconsin, United States Related to adviser: No
Custodian FIDELITY BROKERAGE SERVICES LLC SMITHFIELD, Rhode Island, United States Related to adviser: No
Marketer NORTH CAPITAL PRIVATE SECURITIES CORPORATION SALT LAKE CITY, Utah, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

COHNREZNIK
PCAOB 596

AMERICAN NATIONAL BANK FOX CITIES
LEI 549300B63HUNIWL5V50

FIDELITY BROKERAGE SERVICES LLC
SEC 8-23292

NORTH CAPITAL PRIVATE SECURITIES CORPORATION
CRD 154559 · SEC 8-68648

Filing source

Form ADV 1804493 · Dec 6, 2023 · Schedule D 7.B.(1), fund 805-6464384564

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Prateek Mehrotra Promoter
Robert L Riedl Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2200 N. Richmond Street Suite 200
Appleton, WI, 54911