Form D · Venture Capital Fund

EWM Alternative Investments Special Purpose Vehicle, LLC- Series 1-PT

Appleton, WI · CIK 0001693457

Offering snapshot reported Feb 23, 2017 · SEC filing

Reported sold
$4.55M
Indefinite offering
Investors reported
33
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Dec 21, 2016
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 23, 2017Initial$4,550,000No comparison33SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-281167
Remaining to be sold; amount is an estimate

Source: Form D, filed Feb 23, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EWM ALTERNATIVE INVESTMENTS SPV, LLC - SERIES 1 - PT

Investment adviser: ENDOWMENT WEALTH MANAGEMENT, INC.

Gross asset value
$11.8M
Beneficial owners
35
ADV minimum commitment
$50K

Reported in Form ADV on Feb 1, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor COHNREZNIK CHICAGO, Illinois, United States
Custodian AMERICAN NATIONAL BANK FOX CITIES APPLETON, Wisconsin, United States Related to adviser: No
Custodian FIDELITY BROKERAGE SERVICES LLC SMITHFIEDL, Rhode Island, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

COHNREZNIK
PCAOB 596

FIDELITY BROKERAGE SERVICES LLC
SEC 8-23292

Filing source

Form ADV 1595362 · Feb 1, 2022 · Schedule D 7.B.(1), fund 805-7553480967

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Prateek Mehrotra Promoter
Robert L Riedl Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2200 N. Richmond Street, Suite 200
Appleton, WI, 54911