Form D · Private Equity Fund

EW HEALTHCARE PARTNERS FUND 3-A, L.P.

New York, NY · CIK 0001900579

Offering snapshot reported Dec 28, 2022 · SEC filing

Reported sold: $571M
Investors reported: 21
Minimum accepted: $0
First sale: Dec 29, 2021

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 21

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 28, 2022	Amendment	$570,650,000	No comparison	21	SEC filing
Dec 28, 2021	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-426984

The general partner of the Issuer reserves the right to offer a greater or lesser amount of limited partner interests. Total Offering Amount and Total Remaining to be Sold are aggregated with EW Healthcare Partners Fund 3, L.P.

Placement Agent fees are to be paid based upon an established fee schedule. Such fees are offset dollar for dollar against the management fees payable by the Issuer, as further disclosed in the Issuer's agreement.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
J.P. MORGAN SECURITIES LLC	79
MORGAN STANLEY SMITH BARNEY LLC	149777	MORGAN STANLEY · CRD 149777
MOELIS & COMPANY LLC	145115

Source: Form D, filed Dec 28, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

EW HEALTHCARE PARTNERS FUND 3-A, L.P.

Investment adviser: ESSEX WOODLANDS MANAGEMENT, INC.

Gross asset value: $365M
Beneficial owners: 22
ADV minimum commitment: $100K

Reported in Form ADV on May 12, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP HOUSTON, Texas, United States

Custodian CARTA SECURITIES, LLC PALO ALTO, California, United States Related to adviser: No

Custodian FIRST-CITIZENS BANK & TRUST COMPANY RALEIGH, North Carolina, United States Related to adviser: No

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

CARTA SECURITIES, LLC
SEC 8-69701

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

JEFFERIES LLC
SEC 8-15074

Filing source

Form ADV 2104447 · May 12, 2026 · Schedule D 7.B.(1), fund 805-1942509705

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Scott Barry	Executive, Promoter
Martin Sutter	Executive, Promoter
Petri Vainio, M.D., Ph.D.	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

75 Rockefeller Plaza, Suite 1700 A
New York, NY, 10019