Form D · Hedge Fund

Man FRM Event Equity & Distressed Strategies Ltd.

Grand Cayman, E9 · CIK 0001456314

Offering snapshot reported Aug 22, 2017 · SEC filing

Reported sold: $74.1M
Investors reported: 179
Minimum accepted: $50K
First sale: Apr 1, 2008

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 22, 2017	Amendment	$74,123,213	$0vs Aug 22, 2016	179	SEC filing
Aug 22, 2016	Amendment	$74,123,213	$0vs Aug 21, 2015	179	SEC filing
Aug 21, 2015	Amendment	$74,123,213	$0vs Mar 5, 2015	179	SEC filing
Aug 21, 2015	Amendment	$74,123,213	$0vs Aug 21, 2015	179	SEC filing
Mar 5, 2015	Amendment	$74,123,213	$19,001vs Mar 5, 2014	179	SEC filing
Mar 5, 2014	Amendment	$74,104,212	$495,000vs Mar 5, 2013	179	SEC filing
Mar 5, 2013	Amendment	$73,609,212	$3,386,149vs Mar 5, 2012	178	SEC filing
Mar 5, 2012	Amendment	$70,223,063	$4,380,045vs Mar 3, 2011	174	SEC filing
Mar 3, 2011	Amendment	$65,843,018	$36,793,999vs Aug 21, 2009	161	SEC filing
Aug 21, 2009	Initial	$29,049,019	No comparison	90	SEC filing
Feb 10, 2009	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $2.08M (estimated)
Finders' fees: $0
Form D file number: 021-126968

Man Investments Inc. is an affiliate of FRM Investment Management (USA) LLC. Issuer didn't pay sales commissions to MII in this offering. MII compensates Registered Reps salary and discretionary bonus, determined by factors, incl. assets raised for Issuer

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Man Investments Inc.	15770
Merrill Lynch, Pierce, Fenner & Smith Incorporated	7691

Source: Form D, filed Aug 22, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MAN FRM EVENT EQUITY & DISTRESSED STRATEGIES LTD

Investment adviser: MAN SOLUTIONS LLC

Gross asset value: $9.82M
Beneficial owners: 14
ADV minimum commitment: $100K

Reported in Form ADV on Mar 29, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY FUND MANAGEMENT (CAYMAN) LIMITED GRAND CAYMAN KY1-1202, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Auditor ERNST AND YOUNG GRAND CAYMAN, Cayman Islands

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer MAN INVESTMENTS AG PFAFFIKON, Switzerland Related to adviser: Yes

Marketer MAN INVESTMENTS INC. NEW YORK, New York, United States Related to adviser: Yes

Marketer MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST AND YOUNG
PCAOB 1655

MAN INVESTMENTS INC.
CRD 15770 · SEC 8-32575

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 801-14235

Filing source

Form ADV 1193984 · Mar 29, 2018 · Schedule D 7.B.(1), fund 805-6215701450

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
James Louis Costabile	Director, Executive
Ronan Daly	Director
Alun Davies	Director
Justin C Ferri	Director, Executive
Jens Foehrenbach	Executive
N/A Frm Investment Management (Usa) Llc	Executive
Keith D. Glenfield	Director, Executive
Robert Richard Hanna	Executive
Shiraz Kajee	Executive
Solomon E. Kuckelman	Executive
Thomas Lee	Executive
Michelle Mc Closkey	Executive
N/A Merrill Lynch Alternative Investments Llc ("Mlai")	Executive
N/A Merrill Lynch Alternitive Investments Llc	Promoter
Deann D. Morgan	Director, Executive
Paul Morton	Executive
Simon Palmer	Director
John Renouf	Director
Colleen Rose Rusch	Director, Executive
Matthew David Stadtmauer	Executive
Steven Lawrence Suss	Director, Executive
Jennifer Thomson	Director
John Walley	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Citco Trustees (Cayman) Limited 89 Nexus Way, Camana Bay
Grand Cayman, E9, KY1-1205