Form D · Hedge Fund

Man FRM Event Equity & Distressed Strategies LLC

New York, NY · CIK 0001460015

Offering snapshot reported Aug 22, 2018 · SEC filing

Reported sold
$143M
Indefinite offering
Investors reported
429
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
May 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$71.3M$143MMar 13, 2009Mar 11, 2010: $94,694,653.00Mar 11, 2011: $102,589,911.00Mar 12, 2012: $110,891,869.00Jan 7, 2013: $132,785,438.00Dec 9, 2013: $138,803,938.00Dec 9, 2014: $141,500,938.00Aug 21, 2015: $142,556,938.00Aug 21, 2015: $142,556,938.00Aug 22, 2016: $142,556,938.00Aug 22, 2017: $142,556,938.00Aug 22, 2018: $142,556,938.00Aug 22, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 22, 2018Amendment$142,556,938$0vs Aug 22, 2017429SEC filing
Aug 22, 2017Amendment$142,556,938$0vs Aug 22, 2016429SEC filing
Aug 22, 2016Amendment$142,556,938$0vs Aug 21, 2015429SEC filing
Aug 21, 2015Amendment$142,556,938$1,056,000vs Dec 9, 2014429SEC filing
Aug 21, 2015Amendment$142,556,938$0vs Aug 21, 2015429SEC filing
Dec 9, 2014Amendment$141,500,938$2,697,000vs Dec 9, 2013426SEC filing
Dec 9, 2013Amendment$138,803,938$6,018,500vs Jan 7, 2013418SEC filing
Jan 7, 2013Amendment$132,785,438$21,893,569vs Mar 12, 2012408SEC filing
Mar 12, 2012Amendment$110,891,869$8,301,958vs Mar 11, 2011395SEC filing
Mar 11, 2011Amendment$102,589,911$7,895,258vs Mar 11, 2010372SEC filing
Mar 11, 2010Amendment$94,694,653No comparison366SEC filing
Mar 13, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$4.79M (estimated)
Finders' fees
$0
Form D file number
021-128897
Man Investments Inc. is an affiliate of FRM Investment Management (USA) LLC. Issuer didn't pay sales commissions to MII in this offering. MII compensates Registered Reps salary and discretionary bonus, determined by factors, incl. assets raised for Issuer

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Man Investments Inc.15770
Merrill Lynch, Pierce, Fenner & Smith Incorporated7691

Source: Form D, filed Aug 22, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MAN FRM EVENT EQUITY & DISTRESSED STRATEGIES LLC

Investment adviser: MAN SOLUTIONS LLC

Gross asset value
$45.4M
Beneficial owners
81
ADV minimum commitment
$100K

Reported in Form ADV on Mar 29, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON FUND MANAGEMENT (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No
Auditor ERNST AND YOUNG LONDON, United Kingdom
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer MAN INVESTMENTS INC. NEW YORK, New York, United States Related to adviser: Yes
Marketer MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST AND YOUNG
PCAOB 1438

MAN INVESTMENTS INC.
CRD 15770 · SEC 8-32575

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 801-14235

Filing source

Form ADV 1193984 · Mar 29, 2018 · Schedule D 7.B.(1), fund 805-1821447888

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James Louis Costabile Director, Executive
Justin C Ferri Director, Executive
Jens Foehrenbach Executive
N/A Frm Investment Management (Usa) Llc Executive
Keith D. Glenfield Director, Executive
Robert Richard Hanna Executive
Shiraz Kajee Executive
Solomon E. Kuckelman Executive
Michelle Mc Closkey Executive
N/A Merrill Lynch Alternative Investments Llc Promoter
N/A Merrill Lynch Alternative Investments Llc ("Mlai") Executive
Deann D. Morgan Director, Executive
Colleen Rose Rusch Director, Executive
Matthew David Stadtmauer Executive
Steven Lawrence Suss Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Hsbc Tower 452 Fifth Avenue, 26th Floor
New York, NY, 10018