Form D · Other Banking and Financial Services

ETHOS LENDING INC.

San Francisco, CA · CIK 0001605845

Offering snapshot reported Aug 21, 2017 · SEC filing

Reported sold: $18.7M
Investors reported: 11
Minimum accepted: $0
First sale: May 22, 2017

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 21, 2017	Initial	$18,656,261	No comparison	11	SEC filing
Oct 21, 2016	Initial	$15,249,794	No comparison	25	SEC filing
May 15, 2014	Initial	$8,160,001	No comparison	31	SEC filing

Offering details

Securities: Equity, Option to acquire, Other
Exemptions: 06b
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-293191

$22,655,000.31 of Series B-3 Preferred Stock, $4,000,000.13 in warrants to acquire Series B-3 Preferred Stock and $1,261.46 in warrants to acquire Common Stock.

Source: Form D, filed Aug 21, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Adam Carmel	Director, Executive
Brett Carmel	Director
Kin Chung	Executive
Mike Churchill	Executive
Rajeev Date	Director
Karen Gerli	Executive
Christopher Haspel	Executive
Mitchell Hochberg	Executive
Laura Jeffery	Executive
Mark Lefanowicz	Director, Executive
Cantwell Muckenfuss Iii	Director
Bill Sakkab	Executive
Sean Souther	Executive
Erik Stern	Executive

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:

180 Montgomery Street Suite 1000
San Francisco, CA, 94104