Form D · Other Health Care
Ethos Environmental, Inc.
Irvine, CA · CIK 0001056598
Offering snapshot reported Jun 13, 2011 · SEC filing
- Reported sold
- $2.49M Offering amount: $3M
- Investors reported
- 14 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 3, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$525,000 → $2,487,500
- Reported investors3 → 14
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 13, 2011 | Amendment | $2,487,500 | $1,962,500vs Feb 2, 2011 | 14 | SEC filing |
| Feb 2, 2011 | Initial | $525,000 | No comparison | 3 | SEC filing |
| Jan 13, 2011 | Initial | $16,818,659 | No comparison | 143 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire, Other
- Exemptions
- 06, 46
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-154723
7% Unsecured Convertible Promissory Notes
Source: Form D, filed Jun 13, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Francis Wen Hou Chen | Director |
| Adam Vincent Gilmer | Director, Executive |
| Jan Hall | Director |
| Daniel R Kerker | Executive |
| Matthew Nicosia | Director, Executive |
| James C Short | Director, Executive |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
1 Technology Suite C515
Irvine, CA, 92618
Irvine, CA, 92618