Form D · Other Health Care

Ethos Environmental, Inc.

Irvine, CA · CIK 0001056598

Offering snapshot reported Jun 13, 2011 · SEC filing

Reported sold
$2.49M
Offering amount: $3M
Investors reported
14
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 3, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.24M$2.49MFeb 2, 2011: $525,000.00Feb 2, 2011Jun 13, 2011: $2,487,500.00Jun 13, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$525,000 → $2,487,500
  • Reported investors3 → 14

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 13, 2011Amendment$2,487,500$1,962,500vs Feb 2, 201114SEC filing
Feb 2, 2011Initial$525,000No comparison3SEC filing
Jan 13, 2011Initial$16,818,659No comparison143SEC filing

Offering details

Securities
Debt, Option to acquire, Other
Exemptions
06, 46
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-154723
7% Unsecured Convertible Promissory Notes

Source: Form D, filed Jun 13, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Francis Wen Hou Chen Director
Adam Vincent Gilmer Director, Executive
Jan Hall Director
Daniel R Kerker Executive
Matthew Nicosia Director, Executive
James C Short Director, Executive

Issuer details

Industry: Other Health Care (See others in industry)

Address:
1 Technology Suite C515
Irvine, CA, 92618