Form D · Other Investment Fund

Ethos Astra Stock LLC

San Francisco, CA · CIK 0001834817

Offering snapshot reported Mar 28, 2022 · SEC filing

Reported sold: $4.87M
Investors reported: 59
Minimum accepted: $100K
First sale: Feb 5, 2021

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 28, 2022	Initial	$4,870,745	No comparison	59	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-439165

Source: Form D, filed Mar 28, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ETHOS ASTRA STOCK LLC

Investment adviser: ETHOS MANAGER LLC

Gross asset value: $4.8M
Beneficial owners: 59
ADV minimum commitment: $100K

Reported in Form ADV on Mar 31, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV FUND ADMINISTRATION GROUP OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1611622 · Mar 31, 2022 · Schedule D 7.B.(1), fund 805-3460016920

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
[N/A] Ethos Gp, Llc	Executive
[N/A] Ethos Manager, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2 Embarcadero Suite 1440
San Francisco, CA, 94111