Form D · Other Investment Fund

Ethos AD, LLC

San Francisco, CA · CIK 0001910255

Offering snapshot reported Mar 28, 2022 · SEC filing

Reported sold: $1.2M
Investors reported: 5
Minimum accepted: $100K
First sale: Jul 29, 2021

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 28, 2022	Initial	$1,200,000	No comparison	5	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-439185

Source: Form D, filed Mar 28, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ETHOS AD LLC

Investment adviser: ETHOS MANAGER LLC

Gross asset value: $1.54M
Beneficial owners: 6
ADV minimum commitment: $100K

Reported in Form ADV on Mar 25, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HHM CPAS LLC STREAMWOOD, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian FIVE STAR BANCORP ROSEVILLE, California, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

FIVE STAR BANCORP
LEI 5493008ZRBIHKWC0JA73

Filing source

Form ADV 1959728 · Mar 25, 2025 · Schedule D 7.B.(1), fund 805-8433595438

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Ethos AD, LLC (this fund)	Mar 28, 2022	$1,200,000	5
Ethos AD II LLC	Mar 8, 2023	$1,205,005	11

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
[N/A] Ethos Gp, Llc	Executive
[N/A] Ethos Manager, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2 Embarcadero Suite 1440
San Francisco, CA, 94111