Form D · Other

Ethology, Inc.

Scottsdale, AZ · CIK 0001520507

Offering snapshot reported Sep 15, 2015 · SEC filing

Reported sold
$235K
Offering amount: $1.25M
Investors reported
5
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 12, 2015
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 15, 2015Initial$235,000No comparison5SEC filing
Apr 26, 2012Initial$1,250,000No comparison9SEC filing
May 17, 2011Initial$205,000No comparison8SEC filing
May 17, 2011Initial$1,850,000No comparison6SEC filing

Offering details

Securities
Debt, Option to acquire
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-247686

Source: Form D, filed Sep 15, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TRELLUS RESOURCE OPPORTUNITY FUND, L.P.

Investment adviser: TRELLUS MANAGEMENT COMPANY, LLC

Gross asset value
$2.43M
Beneficial owners
14
ADV minimum commitment
$250K

Reported in Form ADV on Jul 9, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP NEW YORK, New York, United States
Custodian MORGAN STANLEY & CO INC. NEW YORK, New York, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 658610 · Jul 9, 2012 · Schedule D 7.B.(1), fund 805-8526691698

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael Corak Executive
David Husband Executive
Larry Jenkins Executive
Jon Kaiden Director
Stuart Larkins Director
Jeffrey M. Pruitt Director, Executive

Issuer details

Industry: Other (See others in industry)

Address:
6263 N. Scottsdale Road Suite 180
Scottsdale, AZ, 85250