Form D · Other Technology

ETF Action, Inc.

Denver, CO · CIK 0001843145

Offering snapshot reported Jan 19, 2022 · SEC filing

Reported sold
$2.22M
Offering amount: $4.09M
Investors reported
27
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 15, 2021
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.11M$2.22MFeb 1, 2021: $700,739.00Feb 1, 2021Jan 19, 2022: $2,217,223.00Jan 19, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$700,739 → $2,217,223
  • Reported investors6 → 27

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 19, 2022Amendment$2,217,223$1,516,484vs Feb 1, 202127SEC filing
Feb 1, 2021Initial$700,739No comparison6SEC filing

Offering details

Securities
Equity, Option to acquire
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-388016
Offering includes a warrant to purchase the remaining amount to be sold.

Source: Form D, filed Jan 19, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mike Akins Director, Executive
Brian Burke Director, Executive
Alex Shepard Director, Executive

Issuer details

Industry: Other Technology (See others in industry)

Address:
4231 W 32 Nd Ave
Denver, CO, 80212