Form D · Business Services
ETC Global Holdings, Inc.
Los Angeles, CA · CIK 0001531994
Offering snapshot reported Sep 28, 2012 · SEC filing
- Reported sold
- $8.8M Offering amount: $13.5M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $1 Reported outside-investor minimum
- First sale
- Sep 26, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$7,075,000 → $8,800,000
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 28, 2012 | Amendment | $8,800,000 | $1,725,000vs Jul 6, 2012 | 1 | SEC filing |
| Jul 6, 2012 | Amendment | $7,075,000 | $1,875,000vs Dec 21, 2011 | 1 | SEC filing |
| Dec 21, 2011 | Amendment | $5,200,000 | $1,400,000vs Oct 6, 2011 | 1 | SEC filing |
| Oct 6, 2011 | Initial | $3,800,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-166821
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| None | None |
Source: Form D, filed Sep 28, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Steven Paul Capozza | Director |
| Harvey Carroll Cloyd | Director, Executive |
| Rabsy Collins | Executive |
| Lisa Rene Hyatt | Director |
| Elijah Barney Mills | Executive |
| Thomas Reiter | Director |
| Cameron Smith | Director |
Issuer details
Industry: Business Services (See others in industry)
Address:Los Angeles, CA, 90017