Form D · Business Services

ETC Global Holdings, Inc.

Los Angeles, CA · CIK 0001531994

Offering snapshot reported Sep 28, 2012 · SEC filing

Reported sold
$8.8M
Offering amount: $13.5M
Investors reported
1
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
Sep 26, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.4M$8.8MOct 6, 2011: $3,800,000.00Oct 6, 2011Dec 21, 2011: $5,200,000.00Dec 21, 2011Jul 6, 2012: $7,075,000.00Jul 6, 2012Sep 28, 2012: $8,800,000.00Sep 28, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$7,075,000 → $8,800,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 28, 2012Amendment$8,800,000$1,725,000vs Jul 6, 20121SEC filing
Jul 6, 2012Amendment$7,075,000$1,875,000vs Dec 21, 20111SEC filing
Dec 21, 2011Amendment$5,200,000$1,400,000vs Oct 6, 20111SEC filing
Oct 6, 2011Initial$3,800,000No comparison1SEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-166821

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NoneNone

Source: Form D, filed Sep 28, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Steven Paul Capozza Director
Harvey Carroll Cloyd Director, Executive
Rabsy Collins Executive
Lisa Rene Hyatt Director
Elijah Barney Mills Executive
Thomas Reiter Director
Cameron Smith Director

Issuer details

Industry: Business Services (See others in industry)

Address:
660 S. Figueroa Street, Suite 1430
Los Angeles, CA, 90017