Form D · Other Technology

TOA TECHNOLOGIES INC

Beachwood, OH · CIK 0001326233

Offering snapshot reported Dec 20, 2013 · SEC filing

Reported sold
$66M
Offering amount: $66M
Investors reported
12
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 3, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$33M$66MJul 18, 2013: $60,000,000.00Jul 18, 2013Aug 21, 2013: $61,000,000.00Aug 21, 2013Dec 20, 2013: $66,000,000.00Dec 20, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$61,000,000 → $66,000,000
  • Reported investors11 → 12

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 20, 2013Amendment$66,000,000$5,000,000vs Aug 21, 201312SEC filing
Aug 21, 2013Amendment$61,000,000$1,000,000vs Jul 18, 201311SEC filing
Jul 18, 2013Initial$60,000,000No comparison3SEC filing
Apr 22, 2011Initial$16,631,194No comparison36SEC filing
May 27, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Jan 4, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Aug 28, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Aug 27, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Aug 22, 2007PaperNot reportedNo comparisonNot reportedSEC filing
May 15, 2007PaperNot reportedNo comparisonNot reportedSEC filing
May 2, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$2.91M
Finders' fees
$0
Form D file number
021-199904

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
GCA Savvian127835

Source: Form D, filed Dec 20, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Fred Binstock Executive
Yuval Brisker Director, Executive
Irad Carmi Director, Executive
Brian Cook Executive
Andrew Elman Director
Tim Mc Adam Director
Jonathan Murray Director
Bart Sauer Executive
Brad Sharp Director
Andy Sheehan Director
Andrew Sheehan Director
Mike Stubler Director

Issuer details

Industry: Other Technology (See others in industry)

Address:
3333 Richmond Road Suite 420
Beachwood, OH, 44122