Form D · Other Investment Fund
Esulep LLC Permo Fund
Chicago, IL · CIK 0001598170
Offering snapshot reported Oct 23, 2017 · SEC filing
- Reported sold
- $177M Indefinite offering
- Investors reported
- 211 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Jan 1, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$151,602,872 → $177,423,868
- Reported investors166 → 211
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 23, 2017 | Amendment | $177,423,868 | $25,820,996vs Oct 26, 2016 | 211 | SEC filing |
| Oct 26, 2016 | Amendment | $151,602,872 | $58,793,901vs Oct 28, 2015 | 166 | SEC filing |
| Oct 28, 2015 | Amendment | $92,808,971 | $24,887,881vs Jul 14, 2015 | 122 | SEC filing |
| Jul 14, 2015 | Amendment | $67,921,090 | $26,178,882vs Jul 22, 2014 | 105 | SEC filing |
| Jul 14, 2015 | Amendment | $67,921,090 | $0vs Jul 14, 2015 | 105 | SEC filing |
| Jul 22, 2014 | Amendment | $41,742,208 | $0vs Jul 14, 2014 | 54 | SEC filing |
| Jul 14, 2014 | Amendment | $41,742,208 | No comparison | 54 | SEC filing |
| Feb 28, 2014 | Amendment | Yet to sell | No comparison | 40 | SEC filing |
| Feb 4, 2014 | Initial | Yet to sell | No comparison | 40 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-211212
Total Amount Sold is equal to Total Current AUM
Currently, a split of management compensation may be shared, not necessarily a set dollar amount.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Gar Wood Securities, LLC | 138033 | Gar Wood Securities, LLC · CRD 138033 |
| Podesta & Company | 13140 | Podesta & Company · CRD 13140 |
| CCM Opportunistic Advisors, LLC | 156112 | Mid-Continent Securities Advisors · CRD 120448 |
| Silver Leaf Partners LLC | 126694 | Silver Leaf Partners, LLC · CRD 126694 |
| IASG Alternatives, LLC | 175478 | IASG Alternatives, LLC · CRD 175478 |
Source: Form D, filed Oct 23, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Esulep Management Llc | Executive |
| Robert Jack Khoury | Executive |
| John Matthew Peluse | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60603