Form D · Hedge Fund

ESSEX PERFORMANCE FUND, LP

Boston, MA · CIK 0000792807

Offering snapshot reported Feb 11, 2016 · SEC filing

Reported sold
$66.9M
Indefinite offering
Investors reported
23
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jun 3, 1986
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$33.4M$66.9MOct 29, 2010: $44,318,573.00Oct 29, 2010Oct 20, 2011: $44,668,573.00Oct 20, 2011Nov 2, 2012: $44,868,573.00Nov 2, 2012Nov 26, 2013: $66,868,573.00Nov 26, 2013Nov 21, 2014: $66,868,573.00Nov 21, 2014Feb 11, 2016: $66,868,573.00Feb 11, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 11, 2016Amendment$66,868,573$0vs Nov 21, 201423SEC filing
Nov 21, 2014Amendment$66,868,573$0vs Nov 26, 201323SEC filing
Nov 26, 2013Amendment$66,868,573$22,000,000vs Nov 2, 201223SEC filing
Nov 4, 2013Initial$66,868,573No comparison23SEC filing
Nov 2, 2012Amendment$44,868,573$200,000vs Oct 20, 201121SEC filing
Oct 20, 2011Amendment$44,668,573$350,000vs Oct 29, 201021SEC filing
Oct 29, 2010Initial$44,318,573No comparison22SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-149786

Source: Form D, filed Feb 11, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ESSEX PERFORMANCE FUND, LP

Investment adviser: ESSEX INVESTMENT MANAGEMENT COMPANY, LLC

Gross asset value
$13.7M
Beneficial owners
7
ADV minimum commitment
$500K

Reported in Form ADV on Apr 24, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator FINANCIAL SOLUTIONS ACCOUNTING & ADMINISTRATIVE SERVICES, INC. SAGAMORE BEACH, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WITHUM SMITH+BROWN, PC BOSTON, Massachusetts, United States
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WITHUM SMITH+BROWN, PC
PCAOB 100

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1869351 · Apr 24, 2024 · Schedule D 7.B.(1), fund 805-3195538984

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Luis Cortez Executive
Martin Cournan Executive
Stephen D. Cutler Executive
N/A N/A Essex Investment Management Co., Llc Executive, Promoter
Essex Investment Management Company, Llc Promoter
Alexander Forse Executive
Elizabeth Giroux Executive
Michael Mc Carthy Executive
Christopher P. Mc Connell Executive
Anne Marie Mc Michael Executive
Joseph Mc Nay Executive
William Page Executive
Nancy Prial Executive
Saralyn Sacks Executive
Robert Uek Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Essex Investment Management Co., Llc 125 High Street, Suite 1803
Boston, MA, 02110