Form D · Hedge Fund

Essex Micro Cap Growth Fund, LLC

Boston, MA · CIK 0001461638

Offering snapshot reported Feb 11, 2016 · SEC filing

Reported sold: $6.77M
Investors reported: 12
Minimum accepted: $500K
First sale: Aug 30, 2007

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 11, 2016	Amendment	$6,772,277	$0vs Nov 21, 2014	12	SEC filing
Nov 21, 2014	Amendment	$6,772,277	$5,122,282vs Nov 26, 2013	12	SEC filing
Nov 26, 2013	Amendment	$1,649,995	$0vs Nov 2, 2012	6	SEC filing
Nov 4, 2013	Initial	$1,649,995	No comparison	6	SEC filing
Nov 2, 2012	Amendment	$1,649,995	$0vs Oct 20, 2011	6	SEC filing
Oct 20, 2011	Amendment	$1,649,995	$0vs Oct 1, 2010	6	SEC filing
Oct 1, 2010	Initial	$1,649,995	No comparison	7	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-148413

Source: Form D, filed Feb 11, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ESSEX MICRO CAP GROWTH FUND, LLC

Investment adviser: ESSEX INVESTMENT MANAGEMENT COMPANY, LLC

Gross asset value: $2.11M
Beneficial owners: 1
ADV minimum commitment: $500K

Reported in Form ADV on Aug 1, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator FINANCIAL SOLUTIONS ACCOUNTING & ADMINISTRATIVE SERVICES, INC. SAGAMORE BEACH, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WITHUM SMITH+BROWN, PC BOSTON, Massachusetts, United States

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer ARROW INVESTMENTS, INC. PURCHASE, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

WITHUM SMITH+BROWN, PC
PCAOB 100

MORGAN STANLEY & CO. LLC
SEC 8-15869

ARROW INVESTMENTS, INC.
CRD 45936 · SEC 8-51250

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 2006689 · Aug 1, 2025 · Schedule D 7.B.(1), fund 805-4300802073

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Luis Cortez	Executive
Martin Cournan	Executive
Stephen D. Cutler	Executive
N/A N/A Essex Investment Management Co., Llc	Executive, Promoter
Essex Investment Management Company, Llc	Promoter
Alexander Forse	Executive
Elizabeth Giroux	Executive
Michael Mc Carthy	Executive
Christopher P. Mc Connell	Executive
Anne Marie Mc Michael	Executive
Joseph Mc Nay	Executive
Joe Mc Nay	Executive
William Page	Executive
Nancy Prial	Executive
Saralyn Sacks	Executive
Robert Uek	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Essex Investment Management Co., Llc 125 High Street, Suite 1803
Boston, MA, 02110