Form D · Other Investment Fund

Essex Long Short Fund, LLC

Boston, MA · CIK 0001510301

Offering snapshot reported Oct 20, 2011 · SEC filing

Reported sold
$5.05M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jan 3, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.53M$5.05MJan 13, 2011: $5,050,000.00Jan 13, 2011Oct 20, 2011: $5,050,000.00Oct 20, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 20, 2011Amendment$5,050,000$0vs Jan 13, 20112SEC filing
Jan 13, 2011Initial$5,050,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-153700
Amount disclosed under Item 13(b) represents sales to the Sponsor and related person of the Sponsor.

Source: Form D, filed Oct 20, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ESSEX LONG SHORT FUND, LLC

Investment adviser: ESSEX INVESTMENT MANAGEMENT COMPANY, LLC

Gross asset value
$3.74M
Beneficial owners
2
ADV minimum commitment
$500K

Reported in Form ADV on Nov 5, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor WALSH, JASTREM & BROWNE, LLP BOSTON, Massachusetts, United States
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 678366 · Nov 5, 2012 · Schedule D 7.B.(1), fund 805-3950415928

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Stephen D. Cutler Executive
N/A N/A Essex Investment Management Company, Llc Executive, Promoter
Christopher P. Mc Connell Executive
Joe Mc Nay Executive
Joseph C. Mc Nay Executive
Nancy B. Prial Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Essex Investment Management Company 125 High Street
Boston, MA, 02110