Form D · Hedge Fund

Essex Global Life Sciences Fund, LP

Boston, MA · CIK 0001505786

Offering snapshot reported Feb 11, 2016 · SEC filing

Reported sold: $4.74M
Investors reported: 7
Minimum accepted: $500K
First sale: Apr 8, 1998

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$4,088,957 → $4,738,957
Reported investors5 → 7

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 11, 2016	Amendment	$4,738,957	$650,000vs Nov 21, 2014	7	SEC filing
Nov 21, 2014	Amendment	$4,088,957	$100,000vs Nov 26, 2013	5	SEC filing
Nov 26, 2013	Amendment	$3,988,957	$0vs Nov 2, 2012	4	SEC filing
Nov 4, 2013	Initial	$3,988,957	No comparison	4	SEC filing
Nov 2, 2012	Amendment	$3,988,957	$22,000vs Oct 20, 2011	4	SEC filing
Oct 20, 2011	Amendment	$3,966,957	$2,603,491vs Nov 17, 2010	4	SEC filing
Nov 17, 2010	Amendment	$1,363,466	-$1,403,534vs Nov 16, 2010	4	SEC filing
Nov 16, 2010	Initial	$2,767,000	No comparison	4	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-150594

Source: Form D, filed Feb 11, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ESSEX GLOBAL LIFE SCIENCES FUND, LP

Investment adviser: ESSEX INVESTMENT MANAGEMENT COMPANY, LLC

Gross asset value: $16.7M
Beneficial owners: 5
ADV minimum commitment: $500K

Reported in Form ADV on Dec 16, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator FINANCIAL SOLUTIONS ACCOUNTING & ADMINISTRATIVE SERVICES, INC. SAGAMORE BEACH, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WITHUM SMITH+BROWN, PC BOSTON, Massachusetts, United States

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer HAMERSLEY PARTNERS LLC WELLESLEY, Massachusetts, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

WITHUM SMITH+BROWN, PC
PCAOB 100

MORGAN STANLEY & CO. LLC
SEC 8-15869

HAMERSLEY PARTNERS LLC
CRD 131134 · SEC 8-66427

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1362666 · Dec 16, 2019 · Schedule D 7.B.(1), fund 805-2755250625

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Stephen R. Clark	Executive
Luis Cortez	Executive
Martin Cournan	Executive
Stephen D. Cutler	Executive
Essex Investment Management Company, Llc	Promoter
N/A N/A Essex Investment Managment Company, Llc	Executive, Promoter
Alexander Forse	Executive
Elizabeth Giroux	Executive
Michael Mc Carthy	Executive
Christopher P. Mc Connell	Executive
Anne Marie Mc Michael	Executive
Joseph Mc Nay	Executive
William Page	Executive
Nancy Prial	Executive
Saralyn Sacks	Executive
Robert Uek	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Essex Investment Management Co., Llc 125 High Street, Suite 1803
Boston, MA, 02110