Form D · Investing

Essex Evolution Long/Short Fund, LLC

Boston, MA · CIK 0001764395

Offering snapshot reported Jan 14, 2019 · SEC filing

Reported sold: $1.15M
Investors reported: 2
Minimum accepted: $500K
First sale: Nov 1, 2018

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 14, 2019	Initial	$1,150,000	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-330476

Source: Form D, filed Jan 14, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ESSEX EVOLUTION LONG/SHORT FUND, LLC

Investment adviser: ESSEX INVESTMENT MANAGEMENT COMPANY, LLC

Gross asset value: $12.8M
Beneficial owners: 2
ADV minimum commitment: $500K

Reported in Form ADV on Dec 7, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator FINANCIAL SOLUTIONS ACCOUNTING & ADMINISTRATIVE SERVICES, INC. SAGAMORE BEACH, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WITHUM SMITH+ BROWN, PC BOSTON, Massachusetts, United States

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WITHUM SMITH+ BROWN, PC
PCAOB 100

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1804948 · Dec 7, 2023 · Schedule D 7.B.(1), fund 805-4057338416

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Stephen D Cutler	Executive
N/A Essex Investment Management Company, Llc	Promoter
Michael S. Mc Carthy	Executive
Joseph C Mc Nay	Executive
Nancy B Prial	Executive

Issuer details

Industry: Investing (See others in industry)

Address:

125 High St.
Boston, MA, 02110