Form D · Hedge Fund

Essential Enhanced Income Fund, LP, The

Fresno, CA · CIK 0001432465

Offering snapshot reported Nov 21, 2014 · SEC filing

Reported sold
$1.65M
Indefinite offering
Investors reported
5
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Apr 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$825K$1.65MMar 13, 2009: $1,650,000.00Mar 13, 2009Dec 17, 2010: $1,650,000.00Dec 17, 2010Nov 18, 2011: $1,650,000.00Dec 28, 2012: $1,650,000.00Dec 28, 2012Dec 20, 2013: $1,650,000.00Nov 21, 2014: $1,650,000.00Nov 21, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 21, 2014Amendment$1,650,000$0vs Dec 20, 20135SEC filing
Dec 20, 2013Amendment$1,650,000$0vs Dec 28, 20125SEC filing
Dec 28, 2012Amendment$1,650,000$0vs Nov 18, 20115SEC filing
Nov 18, 2011Amendment$1,650,000$0vs Dec 17, 20105SEC filing
Dec 17, 2010Amendment$1,650,000$0vs Mar 13, 20095SEC filing
Mar 13, 2009Initial$1,650,000No comparisonNot reportedSEC filing
Apr 10, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-117010
The reported amount sold and number of investors represents contributions by all investors in the fund since inception. The current assets under management and current number of investors may be significantly different.

Source: Form D, filed Nov 21, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE ESSENTIAL ENHANCED INCOME FUND, LP

Investment adviser: RB CAPITAL MANAGEMENT, LLC

Gross asset value
$3.64M
Beneficial owners
5
ADV minimum commitment
$100K

Reported in Form ADV on Oct 13, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DEMETRIUS BERKOWER LLC ISELIN, New Jersey, United States
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PERSHING LLC
SEC 8-17574

PERSHING LLC
CRD 7560 · SEC 8-17574

Filing source

Form ADV 1045356 · Oct 13, 2016 · Schedule D 7.B.(1), fund 805-9399488405

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert William Ballan Promoter
N/A Rb Capital Management, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
986 W. Alluvial Avenue Suite 101
Fresno, CA, 93711